ComplyKart Services
An internal audit that tells you what's actually wrong
Internal audit is not a box to tick. Done well, it shows you where money leaks, where controls are weak, and where a future statutory audit or investor review will hurt. We scope it to your real risks and report findings you can act on.
CA/CS-guided review
Your documents and structure are checked before anything is filed.
Written scope first
Inclusions and payable charges are explained before work begins.
Support till it’s done
One team owns your filing, from the first call to the final handover.
Get a call back
Your details stay private — we only call about this enquiry.
Experience behind every filing
A quick snapshot of the work so far.
Fees
Fees and packages for internal audit
Every requirement is a little different, so we quote after a short discussion — the consultation itself is free.
Custom quote
Internal Audit
Talk to a ComplyKart expert — we’ll understand your requirement and share an exact written quote before you pay anything.
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Internal Audit Package Inclusions
- Risk-based internal audit plan for your business
- Process walkthroughs: purchase, sales, payroll, inventory
- Control gap report with severity ratings
- Quarterly/annual audit execution
- Management presentation with action tracker
Overview
What an internal audit actually does
It is an independent check of your processes, controls, and books — separate from the statutory audit.
Certain classes of companies must appoint an internal auditor under Section 138 of the Companies Act, 2013.
Even where it is not mandatory, lenders, investors, and boards often ask for one.
The output is a findings report with risk ratings — not just a compliance certificate.
It covers financial controls, but also operations, procurement, payroll, and IT access if you want it to.
Benefits
Why companies get this done through us
Open each benefit to see what it means for you.
Findings you can actually use
No 200-page dumps. Each finding comes with what went wrong, why it matters, and what to fix first.
Scoped to your risks
A fintech's audit looks nothing like a manufacturer's. We build the scope around where your business can actually bleed.
Board-ready reporting
Reports are written so a non-finance director understands the risk in one reading.
Follow-up, not just findings
We track agreed actions and check closure — because an audit nobody follows up on is just paper.
Works alongside your statutory auditor
Clean internal audit documentation makes the statutory audit faster and cheaper. Auditors notice.
Documents
Documents you will usually need
Clear, current documents matter more than a long checklist. Names, dates of birth and addresses should match across records.
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From you
We prepare
Process
How we handle your internal audit
You’ll see each stage, what’s pending and what we need from you — so filings don’t bounce back.
Step 1 of 6
Understand your business first
We sit with your team and map the processes that matter — revenue, purchases, payroll, inventory, IT controls.
Agree the scope with you
You approve what gets audited and what doesn't. No surprise deep-dives into areas you didn't ask for.
Fieldwork and testing
We test controls on a sample basis, walk through transactions end to start, and document every exception with evidence.
Discuss findings before finalising
Nothing lands in the final report that you haven't had a chance to respond to. Facts first, then conclusions.
Report with an action plan
Each finding is risk-rated with a clear owner and deadline, so remediation has a structure.
Follow-up review
We come back — typically in the next quarter — and verify which actions actually closed.
Why ComplyKart
Why ComplyKart for this
You should know who’s doing what. Open a stage to see how the work is shared.
Auditors who have sat on your side
Our team has done internal audits across manufacturing, services, and startups — the patterns repeat, and we know them.
Plain-language reports
If your board needs a CA to translate the report, the report failed. Ours don't need translating.
One team for audit and remediation
The same firm that finds the gap can help you fix the process — no handoff to strangers.
Auditors who have sat on your side: Our team has done internal audits across manufacturing, services, and startups — the patterns repeat, and we know them.
If a founder or investor is outside India
Foreign ownership is possible in many sectors, but it adds document authentication, banking and FEMA work. Set the route before funds move.
Plan before you start
- Check whether your sector permits automatic-route foreign investment
- Confirm the Indian resident director arrangement
- Map ownership, beneficial ownership and pricing
- Allow time for apostilled or consularised documents
Plan for after setup
- Receive funds through permitted banking channels
- Complete RBI/FEMA reporting and keep the bank evidence
- Coordinate tax and ongoing compliance advice early
FAQ
Frequently asked questions
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Listed companies and certain larger unlisted companies must appoint one under Section 138 of the Companies Act. The thresholds are set in the rules and change from time to time — share your turnover and capital details and we will confirm whether you fall in scope.
A statutory audit gives an opinion on your financial statements for shareholders and regulators. An internal audit digs into your processes and controls for management — it finds problems earlier, when they are cheaper to fix.
A focused scope typically takes 2–4 weeks of fieldwork; a full annual programme runs through the year in quarterly visits. It depends on your size and how many processes are in scope.
Some coordination is unavoidable — we need walkthroughs and sample documents. But we schedule around your month-end and peak periods, and most testing happens off your team's desk.
No. The statutory auditor cannot be the internal auditor of the same company — independence rules forbid it. We are happy to work alongside your existing statutory auditor.
It depends on scope, locations, and frequency. Request a quote with a brief description of your business and we will scope it properly before quoting.
Yes, if you include it in scope. We review user access, maker-checker controls, and basic data security practices — the areas where most mid-size companies have gaps.
You get an action tracker with owners and deadlines. We follow up in the next cycle to verify closure, so findings don't quietly die in a drawer.
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What clients say about working with us
Real stories from businesses we've worked with.
Our Trademark was applied in all the classes with a short span of time by Complykart Trademark Experts and I can say the level of expertise and commitment they carry is remarkable. It's an A+ from my side. We are now sticking to ComplyKart only.
I found the professionalism of the staff at complykart.com, a pleasure to work with. As a foreigner to India, they took the time to explain the documentation and assisted in every question I raised. I was pleased that complykart.com made it easy for my Business.
Trust, Commitment, Dedication and responsiveness are the best things with ComplyKart. Thanks for handling our Merger assignment with so much care. After my business disputes, complykart handles all things with own sense of understanding.
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